-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tm2mdRvq4EgmTbtr5lzN0eBylvq8jYdTLkUuCtXgg+yMkUNjWQQyng3WET/3G/qj hCHVtVVn2g7/VyQ/CqPo/g== 0000912057-96-011385.txt : 19960604 0000912057-96-011385.hdr.sgml : 19960604 ACCESSION NUMBER: 0000912057-96-011385 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960603 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EAGLE PACIFIC INDUSTRIES INC/MN CENTRAL INDEX KEY: 0000852426 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 411642846 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-40551 FILM NUMBER: 96576053 BUSINESS ADDRESS: STREET 1: 2430 METROPOLITAN CENTRE STREET 2: 333 S SEVENTH ST CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123719650 MAIL ADDRESS: STREET 1: 2430 METROPOLITAN CENTRE STREET 2: 333 S SEVENTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: BLACK HAWK HOLDINGS INC /MN/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BHH INC DATE OF NAME CHANGE: 19891019 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OKABENA PARTNERSHIP K CENTRAL INDEX KEY: 0000904863 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 5140 NORWEST CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4133 BUSINESS PHONE: 6123397151 MAIL ADDRESS: STREET 1: 5140 NORWEST CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 SC 13D 1 SC 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Eagle Pacific Industries (Name of Issuer) Common Stock (Title of Class of Securities) 269719100 (CUSIP Number) Gary S. Kohler, Vice President Okabena Investment Services, Inc. 5140 Norwest Center 90 South Seventh Street, Minneapolis, MN 55402-4139 (612) 339-7151 (Name, Address and Telephone Number of Person Authorized to receive Notices and Communications) See Item 5(c) (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with this statement /X/. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of less than five percent of such class. See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page should be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages CUSIP No. 269719100 ________________________________________________________________________________ (1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons OKABENA PARTNERSHIP K, A MINNESOTA GENERAL PARTNERSHIP 41-1642281 ________________________________________________________________________________ (2) Check the Appropriate Box if a Member of a Group (a) / / (b) /X/ ________________________________________________________________________________ (3) SEC Use Only ________________________________________________________________________________ (4) Source of Funds WC ________________________________________________________________________________ (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / ________________________________________________________________________________ (6) Citizenship or Place of Organization MN ________________________________________________________________________________ Number of (7) Sole Voting Power 425,000 shares Shares _______________________________________________________________ Beneficially (8) Shared Voting Power Owned by _______________________________________________________________ Each Reporting (9) Sole Dispositive Power 425,000 shares Person _______________________________________________________________ With (10) Shared Dispositive Power ________________________________________________________________________________ (11) Aggregate Amount Beneficially Owned by Each Reporting Person 425,000 shares ________________________________________________________________________________ (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares / / ________________________________________________________________________________ (13) Percent of Class Represented by Amount in Row (11) 8.90% ________________________________________________________________________________ (14) Type of Reporting Person (See Instructions) PN Page 2 of 5 pages ITEM 1. SECURITY AND ISSUER The class of equity securities to which this statement relates is the common stock, par value $.01 per share ( the "Common Stock"), of Eagle Pacific Industries, Inc., a Minnesota corporation (the "Company"). The principal executive offices of the Company are located at 2430 Metropolitan Centre, 333 Seventh Street, Minneapolis, MN 55402. ITEM 2. IDENTITY AND BACKGROUND (a) - (c). This statement is being filed by Okabena Partnership K, a Minnesota general partnership. Its principal business is investment. Okabena Investment Services, Inc., a Minnesota corporation, is the corporate managing partner of the Reporting Person and its principal business is to provide investment and administrative services. Their principal offices are located at 5140 Norwest Center, 90 South Seventh Street, Minneapolis, Minnesota 55402-4139. (d) and (e). During the last five years, no Reporting Person and no person listed on Exhibit A has (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgement, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) U.S. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Working capital ITEM 4. PURPOSE OF TRANSACTION For investment. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) and (b). See Schedule 13D cover page, rows (7) through (11) inclusive and (13). (c). The Reporting Person acquired 25,000 shares of Common Stock directly from the Company in a private placement on May 18, 1994 at a price of $1.75 per share. On May 8, 1996 the Reporting Person subscribed to purchase 400,000 additional shares of Common Stock, delivered by the Company on May 30, 1996, at a price of $2.50 per share. These additional shares were purchased in a private placement through Bank of America as a sales agent. Page 3 of 5 pages ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIP WITH RESPECT TO THE SECURITIES OF THE ISSUER None. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Exhibit A - Partners of the Reporting Person. Page 4 of 5 pages SIGNATURE After reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: May 31, 1996 OKABENA PARTNERSHIP K By: Okabena Investment Services, Inc. Its Managing Partner By: /s/ Gary S. Kohler ---------------------------------- Gary S. Kohler, Vice President Page 5 of 5 pages EXHIBIT A ITEM 99. IDENTITY AND BACKGROUND Set forth below is a list of the partners of Okabena Partnershp K and their respective occupations. The business address for each partner is c/o Okabena Company, 5140 Norwest Center, 90 South Seventh Street, Minneapolis, MN 55402-4139. The answer to Item 2(d) and (e) for each partner is negative. Each partner who is a natural person is a United States citizen. NAME OF PARTNER OCCUPATION 1. Orchard Trust U/A 5-27-70 LJD, END, RJD, JWD Trustees N/A 2. DCD Marital Elect. Inc. Trust N/A 3. Edward N. Dayton Revocable Trust Private Investor 4. Edward N. Dayton Exemption Trust N/A 5. Sherry Ann Dayton Private Investor 6. Christopher B. Dayton Rev. Tr. Private Investor 7. End Trust for Christopher N/A 8. Christopher B. Dayton Excl. Tr. N/A 9. Martha B. Dayton Revocable Tr. N/A 10. End Trust for Martha N/A 11. Martha B. Dayton Exclusion Tr. N/A 12. Michael K. Dayton Revocable Tr. Private Investor 13. End Trust for Michael N/A 14. Michael K. Dayton Exclusion Tr. N/A 15. Robert J. Dayton Revocable Tr. Chief Executive Officer (Private Investment Company) 16. Robert J. Dayton Trust N/A 17. Robert J. Dayton Exemption Tr. N/A 18. Joan L. Dayton Revocable Tr. Private Investor 19. James G. Dayton Architect 20. RJD Trust for James N/A 21. James G. Dayton Exclusion Tr. N/A 22. Tobin J. Dayton Environmentalist 23. RJD Trust for Tobin N/A 24. TJD Exclusion Trust N/A 25. Mae F. Dayton Research Development Director 26. Scott N. Dayton Retailer 27. RJD Trust for Scott N/A 28. Scott N. Dayton Exclusion Tr. N/A 29. John W. Dayton Exemption Trust N/A 30. Chadwick L. Dayton Student 31. Chadwick L. Dayton Trust N/A 32. Chadwick L. Dayton Exclus. Tr. N/A 33. Whitney L. Dayton Student 34. Whitney Loher Dayton Trust N/A 35. Whitney L. Dayton Exclusion Tr. N/A 36. Virginia Y. Dayton Revoc. Tr. Private Investor 37. Virginia Y. Dayton Term. Trust N/A 38. Mark B. Dayton State Auditor State of Minnesota 39. Brandt N. Dayton President, Brandt N. Dayton & Co. (Art Dealer) 40. BND 1978 Family Trust N/A 41. BBD 1966 Trust for BND N/A 42. Christian B. Dayton Therapist 43. Marina B. Dayton Minor 44. Marina Bliss Dayton Trust N/A 45. Alexander B. Dayton Minor 46. Alexander B. Dayton Trust N/A 47. Lucy B. Dayton Veterinarian 48. LBD 1985 Family Trust N/A 49. BBD 1966 Trust for LBD N/A 50. Lucy B. Dayton 1990 Term Trust N/A 51. Margaret Bliss O'Keefe Minor 52. Margaret Bliss O'Keefe Trust N/A 53. Angus Dayton O'Keefe Trust N/A 54. Catherine Greer O'Keefe Trust N/A 55. Anne D. Buxton Artist 56. BBD Trust for ADB N/A 57. ADB & RMB Term Trust N/A 58. Nicholas Sherman Buxton Trust N/A 59. Henry M. Buxton Irrev. Trust N/A 60. Wallace C. Dayton Revocable Tr. Private Investor 61. WCD 1978 Grandchildren's Trust N/A 62. Mary Lee Dayton Revocable Tr. Private Investor 63. Sally D. Clement Revocable Tr. Therapist 64. 1983 SDC Children's Trust N/A 65. SDC-SMC 1985 Char. Term Trust N/A 66. Stephen M. Clement III Educator 67. Theodore D. Clement Minor 68. Theodore D. Clement Trust N/A 69. Theodore D. Clement Exclus. Tr. N/A 70. Winston W. Clement Minor 71. Winston W. Clement Trust N/A 72. Winston W. Clement Exclus. Tr. N/A 73. Ellen D. Sturgis Revocable Tr. Private Investor 74. EDS 1978 Family Trust N/A 75. Ellen 1985 Char. Term Trust N/A 76. Sheldon S. Sturgis Revoc. Tr. President, ESCO Industries 77. Matthew D. Sturgis Minor 78. Matthew D. Sturgis Trust N/A 79. Matthew D. Sturgis Exclus. Tr. N/A 80. Katherine L. Sturgis Private Investor 81. Katherine L. Sturgis Trust N/A 82. Katherine L. Sturgis Excl. Tr. N/A 83. Rosamond G. Sturgis Minor 84. Rosamond G. Sturgis Trust N/A 85. Rosamond G. Sturgis Excl. Tr. N/A 86. Katherine D. Nielsen Revoc. Tr. Private Investor 87. KDN 1980 Family Trust N/A 88. Katherine 1984 Char. Term Trust N/A 89. Stuart A. Nielsen Artist 90. Samuel D. Richardson Minor 91. Samuel D. Richardson Trust N/A 92. Samuel D. Richardson Excl. Tr. N/A 93. Olivia Maren Nielsen Minor 94. Olivia M. Nielsen Irrev. Trust N/A 95. Elizabeth D. Dovydenas Private Investor 96. EDD 1980 Family Trust N/A 97. John D. Dovydenas Minor 98. John D. Dovydenas Exclusion Tr. N/A 99. Elena L. Dovydenas Minor 100. Elena L. Dovydenas Exclus. Tr. N/A 101. K.N. Dayton Recovable Trust Private Investor 102. 1983 Oakleaf Trust U/A 11-1-83 N/A 103. Julia W. Dayton Revocable Tr. Private Investor 104. C.J. Winton Trust U/A 8-1-35 N/A 105. Judson M. Dayton Revocable Tr. Private Investor 106. JMD 1985 Family Trust N/A 107. KND 1966 Trust for C&D N/A 108. JMD 1985 Charitable Term Trust N/A 109. EJD 1988 Term Trust N/A 110. Caroline Avery Dayton Minor 111. Caroline Avery Dayton Trust N/A 112. Caroline A. Dayton Exclus. Tr. N/A 113. Davis Winton Dayton Trust N/A 114. Davis W. Dayton Exclusion Tr. N/A 115. Duncan N. Dayton Revocable Tr. Real Estate Developer 116. DND 1990 Family Trust N/A 117. KND 1966 Trust for DND N/A 118. Duncan N. Dayton Term Trust N/A 119. Katharine L. Kelly Revoc. Tr. Private Investor 120. Douglas J. Dayton Revocable Trust President, Dade, Inc. (Medical Technology) 121. David D. Dayton Revocable Tr. Engineer, MTS Systems (Engineering Firm) 122. Newton Family Trust N/A 123. Newton Term Trust N/A 124. Vanessa D. Dayton Revocable Trust Pathologist 125. Isaac N. Dayton Irrev. Trust N/A 126. Caleb F. Dayton Irrev. Trust N/A 127. Steven J. Melander-Dayton Rev. Private Investor 128. SJMD 1985 Family Trust N/A 129. SJMD 1985 Char. Term Trust N/A 130. A.M. Melander-Dayton Trust N/A 131. D.J. Melander-Dayton Trust N/A 132. Jaclyn Melander Irrev. Trust N/A 133. Allison Melander Irrev. Trust N/A 134. Bruce C. Dayton Revocable Tr. Chef 135. Pamela W. Ritz Private Investor 136. Margot S. Ritz Irrev. Trust N/A 137. Charlotte A. Ritz Irrev.Trust N/A 138. Nicholas J. Braun Irrev. Trust N/A 139. Christopher D. Braun Ir. Trust N/A 140. Deeann L. Thompson Specialty Retailer 141. Bruce C. Lueck President and Sole Director Okabena Investment Services, Inc. 142. Bruce C. Lueck - Service Ptnr. President and Sole Director Okabena Investment Services, Inc. 143. Gary S. Kohler Vice-President Okabena Investment Services, Inc. 144. Gary S. Kohler - Service Partner Vice-President Okabena Investment Services, Inc. 145. GND 1936 Trust for DCD N/A 146. DCD Trust Under Will N/A 147. DCD 1966 Charitable Trust N/A 148. DCD 1967 Charitable Trust N/A 149. Edward N. Dayton Term Trust N/A 150. Robert J. Dayton Term Trust N/A 151. John W. Dayton Term Trust N/A 152. GBD Trust for BBD N/A 153. GND 1936 Trust for WCD N/A 154. GND 1950 Trust for WCD N/A 155. GBD Trust for WCD N/A 156. SDC 1986 Term Trust N/A 157. SDC 1988 Term Trust N/A 158. John D. Dovydenas Trust N/A 159. Liudas Dovydenas Tr. for John N/A 160. Elena L. Dovydenas Trust N/A 161. Liudas Dovydenas Tr. for Elena N/A 162. GND 1936 Trust for KND N/A 163. GND 1950 Trust for KND N/A 164. GBD Trust for KND N/A 165. GND 1936 Trust for DJD N/A 166. GND 1950 Trust for DJD N/A 167. GBD Trust for DJD N/A 168. DJD '68 Char. Trust for I&C N/A 169. DJD '69 Char. Trust for I&C N/A 170. DJD '68 Trust for A&D N/A 171. DJD '69 Char. Trust for A&D N/A 172. DJD '68 Char. Trust for BDC N/A 173. DJD '69 Char. Trust for BCD N/A 174. Okabena Investment Services, Inc. N/A -----END PRIVACY-ENHANCED MESSAGE-----